By PAUL BLOOM
Published: May 5, 2010
¶
Not long
ago, a team of researchers watched a 1-year-old boy take justice into
his own hands. The boy had just seen a puppet show in which one puppet
played with a ball while interacting with two other puppets. The center
puppet would slide the ball to the puppet on the right, who would pass
it back. And the center puppet would slide the ball to the puppet on the
left . . . who would run away with it. Then the two puppets on the ends
were brought down from the stage and set before the toddler. Each was
placed next to a pile of treats. At this point, the toddler was asked to
take a treat away from one puppet. Like most children in this
situation, the boy took it from the pile of the “naughty” one. But this
punishment wasn’t enough — he then leaned over and smacked the puppet in
the head.
¶
This incident occurred in one of several psychology
studies that I have been involved with at the Infant Cognition Center
at Yale University in collaboration with my colleague (and wife), Karen
Wynn, who runs the lab, and a graduate student, Kiley Hamlin, who is the
lead author of the studies. We are one of a handful of research teams
around the world exploring the moral life of babies.
¶
Like many scientists and humanists, I have long been fascinated by the
capacities and inclinations of babies and children. The mental life of
young humans not only is an interesting topic in its own right; it also
raises — and can help answer — fundamental questions of philosophy and
psychology, including how biological evolution and cultural experience
conspire to shape human nature. In graduate school, I studied early
language development and later moved on to fairly traditional topics in
cognitive development, like how we come to understand the minds of other
people — what they know, want and experience.
¶
But the current work I’m involved in, on baby morality, might seem like a
perverse and misguided next step. Why would anyone even entertain the
thought of babies as moral beings? From Sigmund Freud to Jean Piaget to Lawrence Kohlberg, psychologists
have long argued that we begin life as amoral animals. One important
task of society, particularly of parents, is to turn babies into
civilized beings — social creatures who can experience empathy, guilt
and shame; who can override selfish impulses in the name of higher
principles; and who will respond with outrage to unfairness and
injustice. Many parents and educators would endorse a view of infants
and toddlers close to that of a recent Onion headline: “New Study
Reveals Most Children Unrepentant Sociopaths.” If children enter the
world already equipped with moral notions, why is it that we have to
work so hard to humanize them?
¶
A growing body of evidence, though, suggests that humans do have a
rudimentary moral sense from the very start of life. With the help of
well-designed experiments, you can see glimmers of moral thought, moral
judgment and moral feeling even in the first year of life. Some sense of
good and evil seems to be bred in the bone. Which is not to say that
parents are wrong to concern themselves with moral development or that
their interactions with their children are a waste of time.
Socialization is critically important. But this is not because babies
and young children lack a sense of right and wrong; it’s because the
sense of right and wrong that they naturally possess diverges in
important ways from what we adults would want it to be.
¶
Smart Babies
Babies seem spastic in their actions, undisciplined in their attention. In 1762, Jean-Jacques Rousseau called the baby “a perfect idiot,” and in 1890 William James famously described a baby’s mental life as “one great blooming, buzzing confusion.” A sympathetic parent might see the spark of consciousness in a baby’s large eyes and eagerly accept the popular claim that babies are wonderful learners, but it is hard to avoid the impression that they begin as ignorant as bread loaves. Many developmental psychologists will tell you that the ignorance of human babies extends well into childhood. For many years the conventional view was that young humans take a surprisingly long time to learn basic facts about the physical world (like that objects continue to exist once they are out of sight) and basic facts about people (like that they have beliefs and desires and goals) — let alone how long it takes them to learn about morality.
Babies seem spastic in their actions, undisciplined in their attention. In 1762, Jean-Jacques Rousseau called the baby “a perfect idiot,” and in 1890 William James famously described a baby’s mental life as “one great blooming, buzzing confusion.” A sympathetic parent might see the spark of consciousness in a baby’s large eyes and eagerly accept the popular claim that babies are wonderful learners, but it is hard to avoid the impression that they begin as ignorant as bread loaves. Many developmental psychologists will tell you that the ignorance of human babies extends well into childhood. For many years the conventional view was that young humans take a surprisingly long time to learn basic facts about the physical world (like that objects continue to exist once they are out of sight) and basic facts about people (like that they have beliefs and desires and goals) — let alone how long it takes them to learn about morality.
¶
I am admittedly biased, but I think one of the great discoveries in modern psychology is that this view of babies is mistaken.
¶
A reason this view has persisted is that, for many years, scientists
weren’t sure how to go about studying the mental life of babies. It’s a
challenge to study the cognitive abilities of any creature that lacks
language, but human babies present an additional difficulty, because,
even compared to rats or birds, they are behaviorally limited: they
can’t run mazes or peck at levers. In the 1980s, however, psychologists
interested in exploring how much babies know began making use of one of
the few behaviors that young babies can control: the movement of their
eyes. The eyes are a window to the baby’s soul. As adults do, when
babies see something that they find interesting or surprising, they tend
to look at it longer than they would at something they find
uninteresting or expected. And when given a choice between two things to
look at, babies usually opt to look at the more pleasing thing. You can
use “looking time,” then, as a rough but reliable proxy for what
captures babies’ attention: what babies are surprised by or what babies
like.
¶
The studies in the 1980s that made use of this methodology were able to
discover surprising things about what babies know about the nature and
workings of physical objects — a baby’s “naïve physics.” Psychologists —
most notably Elizabeth Spelke and Renée Baillargeon — conducted studies
that essentially involved showing babies magic tricks, events that
seemed to violate some law of the universe: you remove the supports from
beneath a block and it floats in midair, unsupported; an object
disappears and then reappears in another location; a box is placed
behind a screen, the screen falls backward into empty space. Like
adults, babies tend to linger on such scenes — they look longer at them
than at scenes that are identical in all regards except that they don’t
violate physical laws. This suggests that babies have expectations about
how objects should behave. A vast body of research now suggests that —
contrary to what was taught for decades to legions of psychology
undergraduates — babies think of objects largely as adults do, as
connected masses that move as units, that are solid and subject to
gravity and that move in continuous paths through space and time.
¶
Other studies, starting with a 1992 paper by my wife, Karen, have found
that babies can do rudimentary math with objects. The demonstration is
simple. Show a baby an empty stage. Raise a screen to obscure part of
the stage. In view of the baby, put a Mickey Mouse doll behind the
screen. Then put another Mickey Mouse doll behind the screen. Now drop
the screen. Adults expect two dolls — and so do 5-month-olds: if the
screen drops to reveal one or three dolls, the babies look longer, in
surprise, than they do if the screen drops to reveal two.
¶
A second wave of studies used looking-time methods to explore what
babies know about the minds of others — a baby’s “naïve psychology.”
Psychologists had known for a while that even the youngest of babies
treat people different from inanimate objects. Babies like to look at
faces; they mimic them, they smile at them. They expect engagement: if a
moving object becomes still, they merely lose interest; if a person’s
face becomes still, however, they become distressed.
¶
But the new studies found that babies have an actual understanding of
mental life: they have some grasp of how people think and why they act
as they do. The studies showed that, though babies expect inanimate
objects to move as the result of push-pull interactions, they expect
people to move rationally in accordance with their beliefs and desires:
babies show surprise when someone takes a roundabout path to something
he wants. They expect someone who reaches for an object to reach for the
same object later, even if its location has changed. And well before
their 2nd birthdays, babies are sharp enough to know that other people
can have false beliefs. The psychologists Kristine Onishi and Renée
Baillargeon have found that 15-month-olds expect that if a person sees
an object in one box, and then the object is moved to another box when
the person isn’t looking, the person will later reach into the box where
he first saw the object, not the box where it actually is. That is,
toddlers have a mental model not merely of the world but of the world as
understood by someone else.
¶
These discoveries inevitably raise a question: If babies have such a
rich understanding of objects and people so early in life, why do they
seem so ignorant and helpless? Why don’t they put their knowledge to
more active use? One possible answer is that these capacities are the
psychological equivalent of physical traits like testicles or ovaries,
which are formed in infancy and then sit around, useless, for years and
years. Another possibility is that babies do, in fact, use their
knowledge from Day 1, not for action but for learning. One lesson from
the study of artificial intelligence (and from cognitive science more
generally) is that an empty head learns nothing: a system that is
capable of rapidly absorbing information needs to have some prewired
understanding of what to pay attention to and what generalizations to
make. Babies might start off smart, then, because it enables them to get
smarter.
¶
Nice Babies
Psychologists like myself who are interested in the cognitive capacities of babies and toddlers are now turning our attention to whether babies have a “naïve morality.” But there is reason to proceed with caution. Morality, after all, is a different sort of affair than physics or psychology. The truths of physics and psychology are universal: objects obey the same physical laws everywhere; and people everywhere have minds, goals, desires and beliefs. But the existence of a universal moral code is a highly controversial claim; there is considerable evidence for wide variation from society to society.
Psychologists like myself who are interested in the cognitive capacities of babies and toddlers are now turning our attention to whether babies have a “naïve morality.” But there is reason to proceed with caution. Morality, after all, is a different sort of affair than physics or psychology. The truths of physics and psychology are universal: objects obey the same physical laws everywhere; and people everywhere have minds, goals, desires and beliefs. But the existence of a universal moral code is a highly controversial claim; there is considerable evidence for wide variation from society to society.
¶
In the journal Science a couple of months ago, the psychologist Joseph
Henrich and several of his colleagues reported a cross-cultural study of
15 diverse populations and found that people’s propensities to behave
kindly to strangers and to punish unfairness are strongest in
large-scale communities with market economies, where such norms are
essential to the smooth functioning of trade. Henrich and his colleagues
concluded that much of the morality that humans possess is a
consequence of the culture in which they are raised, not their innate
capacities.
¶
At the same time, though, people everywhere have some sense of
right and wrong. You won’t find a society where people don’t have some
notion of fairness, don’t put some value on loyalty and kindness, don’t
distinguish between acts of cruelty and innocent mistakes, don’t
categorize people as nasty or nice. These universals make evolutionary
sense. Since natural selection works, at least in part, at a genetic
level, there is a logic to being instinctively kind to our kin, whose
survival and well-being promote the spread of our genes. More than that,
it is often beneficial for humans to work together with other humans,
which means that it would have been adaptive to evaluate the niceness
and nastiness of other individuals. All this is reason to consider the
innateness of at least basic moral concepts.
¶
In addition, scientists know that certain compassionate feelings and
impulses emerge early and apparently universally in human development.
These are not moral concepts, exactly, but they seem closely related.
One example is feeling pain at the pain of others. In his book “The
Expression of the Emotions in Man and Animals,” Charles Darwin,
a keen observer of human nature, tells the story of how his first son,
William, was fooled by his nurse into expressing sympathy at a very
young age: “When a few days over 6 months old, his nurse pretended to
cry, and I saw that his face instantly assumed a melancholy expression,
with the corners of his mouth strongly depressed.”
¶
There seems to be something evolutionarily ancient to this empathetic
response. If you want to cause a rat distress, you can expose it to the
screams of other rats. Human babies, notably, cry more to the cries of
other babies than to tape recordings of their own crying,
suggesting that they are responding to their awareness of someone else’s
pain, not merely to a certain pitch of sound. Babies also seem to want
to assuage the pain of others: once they have enough physical competence
(starting at about 1 year old), they soothe others in distress by
stroking and touching or by handing over a bottle or toy. There are
individual differences, to be sure, in the intensity of response: some
babies are great soothers; others don’t care as much. But the basic
impulse seems common to all. (Some other primates behave similarly: the
primatologist Frans de Waal reports that chimpanzees “will approach a
victim of attack, put an arm around her and gently pat her back or groom
her.” Monkeys, on the other hand, tend to shun victims of aggression.)
¶
Some recent studies have explored the existence of behavior in toddlers
that is “altruistic” in an even stronger sense — like when they give up
their time and energy to help a stranger accomplish a difficult task.
The psychologists Felix Warneken and Michael Tomasello have put toddlers
in situations in which an adult is struggling to get something done,
like opening a cabinet door with his hands full or trying to get to an
object out of reach. The toddlers tend to spontaneously help, even
without any prompting, encouragement or reward.
¶
Is any of the above behavior recognizable as moral conduct? Not
obviously so. Moral ideas seem to involve much more than mere
compassion. Morality, for instance, is closely related to notions of
praise and blame: we want to reward what we see as good and punish what
we see as bad. Morality is also closely connected to the ideal of
impartiality — if it’s immoral for you to do something to me, then, all
else being equal, it is immoral for me to do the same thing to you. In
addition, moral principles are different from other types of rules or
laws: they cannot, for instance, be overruled solely by virtue of
authority. (Even a 4-year-old knows not only that unprovoked hitting is
wrong but also that it would continue to be wrong even if a teacher said
that it was O.K.) And we tend to associate morality with the
possibility of free and rational choice; people choose to do good or evil. To hold someone responsible for an act means that we believe that he could have chosen to act otherwise.
¶
Babies and toddlers might not know or exhibit any of these moral
subtleties. Their sympathetic reactions and motivations — including
their desire to alleviate the pain of others — may not be much different
in kind from purely nonmoral reactions and motivations like growing
hungry or wanting to void a full bladder. Even if that is true, though,
it is hard to conceive of a moral system that didn’t have, as a starting
point, these empathetic capacities. As David Hume argued, mere
rationality can’t be the foundation of morality, since our most basic
desires are neither rational nor irrational. “ ’Tis not contrary to
reason,” he wrote, “to prefer the destruction of the whole world to the
scratching of my finger.” To have a genuinely moral system, in other
words, some things first have to matter, and what we see in babies is
the development of mattering.
¶
Moral-Baby Experiments
So what do babies really understand about morality? Our first experiments exploring this question were done in collaboration with a postdoctoral researcher named Valerie Kuhlmeier (who is now an associate professor of psychology at Queen’s University in Ontario). Building on previous work by the psychologists David and Ann Premack, we began by investigating what babies think about two particular kinds of action: helping and hindering.
So what do babies really understand about morality? Our first experiments exploring this question were done in collaboration with a postdoctoral researcher named Valerie Kuhlmeier (who is now an associate professor of psychology at Queen’s University in Ontario). Building on previous work by the psychologists David and Ann Premack, we began by investigating what babies think about two particular kinds of action: helping and hindering.
¶
Our experiments involved having children watch animated movies of
geometrical characters with faces. In one, a red ball would try to go up
a hill. On some attempts, a yellow square got behind the ball and
gently nudged it upward; in others, a green triangle got in front of it
and pushed it down. We were interested in babies’ expectations about the
ball’s attitudes — what would the baby expect the ball to make of the
character who helped it and the one who hindered it? To find out, we
then showed the babies additional movies in which the ball either
approached the square or the triangle. When the ball approached the
triangle (the hinderer), both 9- and 12-month-olds looked longer than
they did when the ball approached the square (the helper). This was
consistent with the interpretation that the former action surprised
them; they expected the ball to approach the helper. A later study,
using somewhat different stimuli, replicated the finding with
10-month-olds, but found that 6-month-olds seem to have no expectations
at all. (This effect is robust only when the animated characters have
faces; when they are simple faceless figures, it is apparently harder
for babies to interpret what they are seeing as a social interaction.)
¶
This experiment was designed to explore babies’ expectations about
social interactions, not their moral capacities per se. But if you look
at the movies, it’s clear that, at least to adult eyes, there is some
latent moral content to the situation: the triangle is kind of a jerk;
the square is a sweetheart. So we set out to investigate whether babies
make the same judgments about the characters that adults do. Forget
about how babies expect the ball to act toward the other characters;
what do babies themselves think about the square and the triangle? Do
they prefer the good guy and dislike the bad guy?
¶
Here we began our more focused investigations into baby morality. For
these studies, parents took their babies to the Infant Cognition Center,
which is within one of the Yale psychology buildings. (The center is
just a couple of blocks away from where Stanley Milgram
did his famous experiments on obedience in the early 1960s, tricking
New Haven residents into believing that they had severely harmed or even
killed strangers with electrical shocks.) The parents were told about
what was going to happen and filled out consent forms, which described
the study, the risks to the baby (minimal) and the benefits to the baby
(minimal, though it is a nice-enough experience). Parents often asked,
reasonably enough, if they would learn how their baby does, and the
answer was no. This sort of study provides no clinical or educational
feedback about individual babies; the findings make sense only when
computed as a group.
¶
For the experiment proper, a parent will carry his or her baby into a
small testing room. A typical experiment takes about 15 minutes.
Usually, the parent sits on a chair, with the baby on his or her lap,
though for some studies, the baby is strapped into a high chair with the
parent standing behind. At this point, some of the babies are either
sleeping or too fussy to continue; there will then be a short break for
the baby to wake up or calm down, but on average this kind of study ends
up losing about a quarter of the subjects. Just as critics describe
much of experimental psychology as the study of the American college
undergraduate who wants to make some extra money or needs to fulfill an
Intro Psych requirement, there’s some truth to the claim that this
developmental work is a science of the interested and alert baby.
¶
In one of our first studies of moral evaluation, we decided not to use
two-dimensional animated movies but rather a three-dimensional display
in which real geometrical objects, manipulated like puppets, acted out
the helping/hindering situations: a yellow square would help the circle
up the hill; a red triangle would push it down. After showing the babies
the scene, the experimenter placed the helper and the hinderer on a
tray and brought them to the child. In this instance, we opted to record
not the babies’ looking time but rather which character they reached
for, on the theory that what a baby reaches for is a reliable indicator
of what a baby wants. In the end, we found that 6- and 10-month-old
infants overwhelmingly preferred the helpful individual to the hindering
individual. This wasn’t a subtle statistical trend; just about all the
babies reached for the good guy.
¶
(Experimental minutiae: What if babies simply like the color red or
prefer squares or something like that? To control for this, half the
babies got the yellow square as the helper; half got it as the hinderer.
What about problems of unconscious cueing and unconscious bias? To
avoid this, at the moment when the two characters were offered on the
tray, the parent had his or her eyes closed, and the experimenter
holding out the characters and recording the responses hadn’t seen the
puppet show, so he or she didn’t know who was the good guy and who the
bad guy.)
¶
One question that arose with these experiments was how to understand the
babies’ preference: did they act as they did because they were
attracted to the helpful individual or because they were repelled by the
hinderer or was it both? We explored this question in a further series
of studies that introduced a neutral character, one that neither helps
nor hinders. We found that, given a choice, infants prefer a helpful
character to a neutral one; and prefer a neutral character to one who
hinders. This finding indicates that both inclinations are at work —
babies are drawn to the nice guy and repelled by the mean guy. Again,
these results were not subtle; babies almost always showed this pattern
of response.
¶
Does our research show that babies believe that the helpful character is good and the hindering character is bad?
Not necessarily. All that we can safely infer from what the babies
reached for is that babies prefer the good guy and show an aversion to
the bad guy. But what’s exciting here is that these preferences are
based on how one individual treated another, on whether one individual
was helping another individual achieve its goals or hindering it. This
is preference of a very special sort; babies were responding to
behaviors that adults would describe as nice or mean. When we showed
these scenes to much older kids — 18-month-olds — and asked them, “Who
was nice? Who was good?” and “Who was mean? Who was bad?” they responded
as adults would, identifying the helper as nice and the hinderer as
mean.
¶
To increase our confidence that the babies we studied were really
responding to niceness and naughtiness, Karen Wynn and Kiley Hamlin, in a
separate series of studies, created different sets of one-act morality
plays to show the babies. In one, an individual struggled to open a box;
the lid would be partly opened but then fall back down. Then, on
alternating trials, one puppet would grab the lid and open it all the
way, and another puppet would jump on the box and slam it shut. In
another study (the one I mentioned at the beginning of this article), a
puppet would play with a ball. The puppet would roll the ball to another
puppet, who would roll it back, and the first puppet would roll the
ball to a different puppet who would run away with it. In both studies,
5-month-olds preferred the good guy — the one who helped to open the
box; the one who rolled the ball back — to the bad guy. This all
suggests that the babies we studied have a general appreciation of good
and bad behavior, one that spans a range of actions.
¶
A further question that arises is whether babies possess more subtle
moral capacities than preferring good and avoiding bad. Part and parcel
of adult morality, for instance, is the idea that good acts should meet
with a positive response and bad acts with a negative response — justice
demands the good be rewarded and the bad punished. For our next
studies, we turned our attention back to the older babies and toddlers
and tried to explore whether the preferences that we were finding had
anything to do with moral judgment in this mature sense. In
collaboration with Neha Mahajan, a psychology graduate student at Yale,
Hamlin, Wynn and I exposed 21-month-olds to the good guy/bad guy
situations described above, and we gave them the opportunity to reward
or punish either by giving a treat to, or taking a treat from, one of
the characters. We found that when asked to give, they tended to chose
the positive character; when asked to take, they tended to choose the
negative one.
¶
Dispensing justice like this is a more elaborate conceptual operation
than merely preferring good to bad, but there are still-more-elaborate
moral calculations that adults, at least, can easily make. For example:
Which individual would you prefer — someone who rewarded good guys and
punished bad guys or someone who punished good guys and rewarded bad
guys? The same amount of rewarding and punishing is going on in both
cases, but by adult lights, one individual is acting justly and the
other isn’t. Can babies see this, too?
¶
To find out, we tested 8-month-olds by first showing them a character
who acted as a helper (for instance, helping a puppet trying to open a
box) and then presenting a scene in which this helper was the target of a
good action by one puppet and a bad action by another puppet. Then we
got the babies to choose between these two puppets. That is, they had to
choose between a puppet who rewarded a good guy versus a puppet who
punished a good guy. Likewise, we showed them a character who acted as a
hinderer (for example, keeping a puppet from opening a box) and then
had them choose between a puppet who rewarded the bad guy versus one who
punished the bad guy.
¶
The results were striking. When the target of the action was itself a
good guy, babies preferred the puppet who was nice to it. This alone
wasn’t very surprising, given that the other studies found an overall
preference among babies for those who act nicely. What was more
interesting was what happened when they watched the bad guy being
rewarded or punished. Here they chose the punisher. Despite their
overall preference for good actors over bad, then, babies are drawn to
bad actors when those actors are punishing bad behavior.
¶
All of this research, taken together, supports a general picture of baby
morality. It’s even possible, as a thought experiment, to ask what it
would be like to see the world in the moral terms that a baby does.
Babies probably have no conscious access to moral notions, no idea why
certain acts are good or bad. They respond on a gut level. Indeed, if
you watch the older babies during the experiments, they don’t act like
impassive judges — they tend to smile and clap during good events and
frown, shake their heads and look sad during the naughty events
(remember the toddler who smacked the bad puppet). The babies’
experiences might be cognitively empty but emotionally intense, replete
with strong feelings and strong desires. But this shouldn’t strike you
as an altogether alien experience: while we adults possess the
additional critical capacity of being able to consciously reason about
morality, we’re not otherwise that different from babies — our moral
feelings are often instinctive. In fact, one discovery of contemporary
research in social psychology and social neuroscience is the powerful
emotional underpinning of what we once thought of as cool, untroubled,
mature moral deliberation.
¶
Is This the Morality We’re Looking For?
What do these findings about babies’ moral notions tell us about adult morality? Some scholars think that the very existence of an innate moral sense has profound implications. In 1869, Alfred Russel Wallace, who along with Darwin discovered natural selection, wrote that certain human capacities — including “the higher moral faculties” — are richer than what you could expect from a product of biological evolution. He concluded that some sort of godly force must intervene to create these capacities. (Darwin was horrified at this suggestion, writing to Wallace, “I hope you have not murdered too completely your own and my child.”)
What do these findings about babies’ moral notions tell us about adult morality? Some scholars think that the very existence of an innate moral sense has profound implications. In 1869, Alfred Russel Wallace, who along with Darwin discovered natural selection, wrote that certain human capacities — including “the higher moral faculties” — are richer than what you could expect from a product of biological evolution. He concluded that some sort of godly force must intervene to create these capacities. (Darwin was horrified at this suggestion, writing to Wallace, “I hope you have not murdered too completely your own and my child.”)
¶
A few years ago, in his book “What’s So Great About Christianity,” the
social and cultural critic Dinesh D’Souza revived this argument. He
conceded that evolution can explain our niceness in instances like
kindness to kin, where the niceness has a clear genetic payoff, but he
drew the line at “high altruism,” acts of entirely disinterested
kindness. For D’Souza, “there is no Darwinian rationale” for why you
would give up your seat for an old lady on a bus, an act of nice-guyness
that does nothing for your genes. And what about those who donate blood
to strangers or sacrifice their lives for a worthy cause? D’Souza
reasoned that these stirrings of conscience are best explained not by
evolution or psychology but by “the voice of God within our souls.”
¶
The evolutionary psychologist has a quick response to this: To say that a
biological trait evolves for a purpose doesn’t mean that it always
functions, in the here and now, for that purpose. Sexual arousal, for
instance, presumably evolved because of its connection to making babies;
but of course we can get aroused in all sorts of situations in which
baby-making just isn’t an option — for instance, while looking at
pornography. Similarly, our impulse to help others has likely evolved
because of the reproductive benefit that it gives us in certain contexts
— and it’s not a problem for this argument that some acts of niceness
that people perform don’t provide this sort of benefit. (And for what
it’s worth, giving up a bus seat for an old lady, although the motives
might be psychologically pure, turns out to be a coldbloodedly smart
move from a Darwinian standpoint, an easy way to show off yourself as an
attractively good person.)
¶
The general argument that critics like Wallace and D’Souza put forward,
however, still needs to be taken seriously. The morality of contemporary
humans really does outstrip what evolution could possibly have endowed
us with; moral actions are often of a sort that have no plausible
relation to our reproductive success and don’t appear to be accidental
byproducts of evolved adaptations. Many of us care about strangers in
faraway lands, sometimes to the extent that we give up resources that
could be used for our friends and family; many of us care about the
fates of nonhuman animals, so much so that we deprive ourselves of
pleasures like rib-eye steak and veal scaloppine. We possess abstract
moral notions of equality and freedom for all; we see racism and sexism
as evil; we reject slavery and genocide; we try to love our enemies. Of
course, our actions typically fall short, often far short, of our moral
principles, but these principles do shape, in a substantial way, the
world that we live in. It makes sense then to marvel at the extent of
our moral insight and to reject the notion that it can be explained in
the language of natural selection. If this higher morality or higher
altruism were found in babies, the case for divine creation would get
just a bit stronger.
¶
But it is not present in babies. In fact, our initial moral sense
appears to be biased toward our own kind. There’s plenty of research
showing that babies have within-group preferences: 3-month-olds prefer
the faces of the race that is most familiar to them to those of other
races; 11-month-olds prefer individuals who share their own taste in
food and expect these individuals to be nicer than those with different
tastes; 12-month-olds prefer to learn from someone who speaks their own
language over someone who speaks a foreign language. And studies with
young children have found that once they are segregated into different
groups — even under the most arbitrary of schemes, like wearing
different colored T-shirts — they eagerly favor their own groups in
their attitudes and their actions.
¶
The notion at the core of any mature morality is that of impartiality.
If you are asked to justify your actions, and you say, “Because I wanted
to,” this is just an expression of selfish desire. But explanations
like “It was my turn” or “It’s my fair share” are potentially moral,
because they imply that anyone else in the same situation could have
done the same. This is the sort of argument that could be convincing to a
neutral observer and is at the foundation of standards of justice and
law. The philosopher Peter Singer
has pointed out that this notion of impartiality can be found in
religious and philosophical systems of morality, from the golden rule in
Christianity to the teachings of Confucius to the political philosopher
John Rawls’s landmark theory of justice. This is an insight that
emerges within communities of intelligent, deliberating and negotiating
beings, and it can override our parochial impulses.
¶
The aspect of morality that we truly marvel at — its generality and
universality — is the product of culture, not of biology. There is no
need to posit divine intervention. A fully developed morality is the
product of cultural development, of the accumulation of rational insight
and hard-earned innovations. The morality we start off with is
primitive, not merely in the obvious sense that it’s incomplete, but in
the deeper sense that when individuals and societies aspire toward an
enlightened morality — one in which all beings capable of reason and
suffering are on an equal footing, where all people are equal — they are
fighting with what children have from the get-go. The biologist Richard Dawkins
was right, then, when he said at the start of his book “The Selfish
Gene,” “Be warned that if you wish, as I do, to build a society in which
individuals cooperate generously and unselfishly toward a common good,
you can expect little help from biological nature.” Or as a character in
the Kingsley Amis novel “One Fat Englishman” puts it, “It was no wonder
that people were so horrible when they started life as children.”
¶
Morality, then, is a synthesis of the biological and the cultural, of
the unlearned, the discovered and the invented. Babies possess certain
moral foundations — the capacity and willingness to judge the actions of
others, some sense of justice, gut responses to altruism and nastiness.
Regardless of how smart we are, if we didn’t start with this basic
apparatus, we would be nothing more than amoral agents, ruthlessly
driven to pursue our self-interest. But our capacities as babies are
sharply limited. It is the insights of rational individuals that make a
truly universal and unselfish morality something that our species can
aspire to.
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